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Page also exchanged e-mails with numerous potential investors where he verified the accuracy of your overall performance quantities from the marketing and advertising elements.
From October 2017 until Oct 2018, the AWC Letter carries on, Mr. Page distributed promoting materials that contained materially inaccurate information “to much more than two dozen potential buyers.” Furthermore, he allegedly “exchanged e-mail with several future buyers during which he affirmed the precision of the Master Fund’s functionality final results as set forth within the Feeder Fund’s marketing and advertising components.” FINRA states that traders inside the Feeder Fund built “seven unique investments… totaling roughly $1.
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Memorial Working day - nowadays my ideas are with all of you who've dropped a cherished a person during the company of our region. Here is to them; could their sacrifice…
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Especially, Page distributed internet marketing materials for the hedge fund he shaped to above 24 prospective buyers. The advertising content included effectiveness numbers that significantly overstated the historical rate of return.
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Page verified the variety’s accuracy Irrespective of receiving data that called the precision from the numbers into issue. Subsequently, Page violated FINRA Rule 2010.
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